ENTITIES
Forth Capital (Genève) Sàrl is authorised and regulated by FINMA under registration number 32970 and Sofid under registration number 574.
All Forth Capital Advisers are listed on the ARIF (Association Romande des Intermediaries Financiers) public register for regulated Financial Planners in Switzerland, as required under the Swiss Financial Services Act (FinSA). https://registre.arif.ch/en/registre/
Forth Capital (Europe) Limited is regulated for compliance purposes by the Central Bank of Ireland as an insurance intermediary registered under the European Communities (Insurance Mediation) Regulations, 2005 under Regulatory Number C133357 and is currently authorised to provide advice in Ireland and passported to provide advice throughout the EU.
Forth Capital (Europe) Limited is a member of PIBA (Professional Insurance Brokers Association) in Ireland. PIBA is the largest Broker representative body in Ireland and currently has a membership of approximately 890 Brokerage firms.
Forth Capital Advisers Limited is authorised and regulated by the Financial Conduct Authority (FCA), the independent watchdog that regulates financial services in the United Kingdom. Our Financial Services Register number is 811535.
Forth Capital (Australia) Pty Ltd with ABN 38 627 432 875 is a corporate authorised representative (“CAR”), registered under number 1269157, of Shartru Wealth Management operating in Australia under AFSL: 422409. The AR is Mark Plummer, and the AR number is 1269155.
Forth Capital (Hong Kong) Ltd is regulated by the Hong Kong Insurance Authority No. FB1231 and is a Member of the Hong Kong Confederation of Insurance Brokers (HKCIB). The HKCIB is a body of insurance brokers, approved by the Office of the Commissioner of Insurance to implement self-regulation of insurance brokers in Hong Kong under the Hong Kong Insurance Companies Ordinance.
Global Compliance & Regulation
Forth Capital is also a member of the Federation of European Financial Advisers (FEIFA). The Federation is not available to all IFA companies. By only admitting Members following a rigorous vetting and due diligence procedure, FEIFA provides consumers with an independent assessment of the regulatory and legal status of its Member companies.
The site may contain information on investments but you should not regard these as an offer to subscribe without reference to the relevant prospectus. Nothing quoted on the site should be construed as specific investment advice. Some products may not be legally available to residents of certain countries and jurisdictions. If you are unsure as to whether an investment is suitable for you, please seek professional advice from us before proceeding.
Please note that the value of investments and the income from them can fall as well as rise and you may not receive back the original amount invested. Exchange rate movements between currencies may also affect the value of investments. You should be aware that past performance is no guarantee of future performance.
Forth Capital has taken the greatest of care to ensure the accuracy of the contents of this website, but cannot accept responsibility (to the extent permitted by law) for any inaccuracies, omissions, or errors whether in respect of the information provided on the website or on any to which Forth Capital refers or to which the website may be linked.
